Knight Capital Group, Inc. provides its offerings through its Asset Management and Global Markets business segments. Services offered by
Knight’s Asset Management business are provided by Deephaven Capital Management LLC, a registered investment adviser with the U.S.
Securities and Exchange Commission (SEC), Deephaven Capital Management International Ltd., regulated by the Financial Services Authority
(FSA) in the United Kingdom (U.K.) and Deephaven Asia Limited, regulated by the Hong Kong Securities and Futures Commission. Securities
and services for the Global Markets business are offered by Knight’s regulated broker-dealer subsidiaries duly registered with
the SEC, the Securities Investor Protection Corporation, National Exchanges and self-regulatory organizations. These entities are as
follows: Direct Trading Institutional, L.P.; Knight Capital Markets LLC; Knight Equity Markets, L.P.; and Knight BondPoint, Inc.
Securities; Knight Libertas LLC and services are also provided by Hotspot FXr L.L.C. (member of National Futures Association and
Commodity Futures Trading Commission); Hotspot FXi Europe Limited, authorized and regulated by the FSA; and, Knight Equity Markets
International Limited, authorized and regulated by the FSA, and a member of the London Stock Exchange and other major European
Exchanges. Services are also provided by Knight Transition Management LLC and Knight Portfolio Access LLC, both of which are registered
investment advisors with the SEC.
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