INVESTOR RELATIONS
ANALYST COVERAGE
ANALYST ESTIMATES
ANALYST PRESENTATIONS
ANNUAL REPORT
CORPORATE GOVERNANCE
PRESS RELEASES
EDUCATION
REQUEST E-MAIL ALERTS
PROXY/ANNUAL MEETING
SEC FILINGS
SHAREHOLDER INFORMATION
STOCK INFORMATION
WEBCASTS
ANALYST ESTIMATES
ANALYST PRESENTATIONS
ANNUAL REPORT
CORPORATE GOVERNANCE
PRESS RELEASES
EDUCATION
REQUEST E-MAIL ALERTS
PROXY/ANNUAL MEETING
SEC FILINGS
SHAREHOLDER INFORMATION
STOCK INFORMATION
WEBCASTS
COMMITTEE COMPOSITION
Finance and Audit Committee Charter - Revised as of October 18, 2011
Purpose
The Finance and Audit Committee (the "Committee") of the Board of Directors (the "Board") of Knight Capital Group, Inc. (the "Company") is established to assist the Board's oversight of: (1) the integrity of the Company's financial statements and its risk and control environment; (2) the qualification of, and relationship with, the Company's independent auditor; (3) the Company's internal audit function; (4) compliance with applicable legal and regulatory requirements; and (5) compliance with the Company's Code of Business Conduct and Ethics (the "Code"). In addition, the Committee also: (A) reviews and makes recommendations to the Board regarding: (i) any proposed material capital formation plans including planned issuance of equity securities and debt instruments, and stock repurchase programs; and (ii) certain acquisitions, investments, new business ventures, and divestitures by the Company; and (B) annually reviews and approves the Company's: (x) treasury investment policy outlining the general investment objectives of the Company and the specific instruments for which investments are permitted; (y) liquidity risk management policy; and (z) contingency funding plan.
It is the objective of the Committee to maintain free and open communication among the Board, the independent auditor, the internal audit department, and the financial and senior management of the Company.
Finance and Audit Committee Charter - Revised as of October 18, 2011
Purpose
The Finance and Audit Committee (the "Committee") of the Board of Directors (the "Board") of Knight Capital Group, Inc. (the "Company") is established to assist the Board's oversight of: (1) the integrity of the Company's financial statements and its risk and control environment; (2) the qualification of, and relationship with, the Company's independent auditor; (3) the Company's internal audit function; (4) compliance with applicable legal and regulatory requirements; and (5) compliance with the Company's Code of Business Conduct and Ethics (the "Code"). In addition, the Committee also: (A) reviews and makes recommendations to the Board regarding: (i) any proposed material capital formation plans including planned issuance of equity securities and debt instruments, and stock repurchase programs; and (ii) certain acquisitions, investments, new business ventures, and divestitures by the Company; and (B) annually reviews and approves the Company's: (x) treasury investment policy outlining the general investment objectives of the Company and the specific instruments for which investments are permitted; (y) liquidity risk management policy; and (z) contingency funding plan.
It is the objective of the Committee to maintain free and open communication among the Board, the independent auditor, the internal audit department, and the financial and senior management of the Company.
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