(“Knight” refers to Knight Capital Group, Inc., and its direct and indirect subsidiaries.)
Effective Date: March 26, 2007
you review their privacy policies. If we materially change our privacy policies or practices, we will also change this Online
What personal and technical information do we collect via this Site?
This Site will collect personal information that you voluntarily provide, such as your name, address, telephone number or e-mail
address. This Site may also collect information on what country you are accessing this Site from and your preferences, such as
language selection; information on which pages within this Site you visit; and certain technical information regarding your computer
and operating systems, such as your Internet protocol address, domain name and system configurations and settings. We will not know
who you are unless you tell us.
Additionally, if you access a password protected portion of this Site, then (a) once you submit your identification, password
and enter, this Site will recognize who you are and will collect all information that you submit, including all electronic
instructions (including all transaction information), and (b) any information collected about you from this Site may be
associated with other identifying information that we have about you.
Does this Site use “Cookies”?
when you visit a website) or other technology to gather information about Site usage to help us improve the content, usability and
functionality of this Site, and to remember certain user attributes (such as the country you are accessing this Site from and your
language selection). This helps us better tailor this Site for users and better understand how many new and repeat users visit this
Site, which features or pages are most popular, and user browsing and usage patterns.
authenticate you, store and recognize your configuration and user attributes, facilitate your navigation and entitlements throughout
the Site and customize its content so that the information made available is more likely to be of interest to you.
You can set your web browser to prompt you before you accept a cookie, accept cookies automatically or reject all cookies. However,
if you choose not to accept cookies from this Site, then you may not be able to access and use all or part of this Site or benefit
from the information and services which it offers.
How do we use, share and disclose personal information that we collect via this Site?
Any personal information you provide and the personalized data you create and save on the Site is used to provide services to you and
to inform you of products, services, or other opportunities that may be available through Knight. Such information and data will also
conditions that govern your use of this Site and all applicable laws, rules, regulations, or other legal obligations. If you provide
us with your name, address, telephone number or e-mail address, or have done so in the past, Knight may contact you by telephone,
mail or e-mail. E-mail or other electronic communications sent to us through the Site will be maintained in a manner consistent
with our legal and regulatory requirements regarding client and public communications.
We do not rent, sell or share your personal information or personalized data to unaffiliated organizations except to provide products
or services you have requested, when we have your permission, or under certain limited circumstances. For example, we provide such
information to companies who work on behalf of or with Knight under confidentiality agreements. These companies may use your personal
information to help Knight communicate with you about offers from Knight. These companies do not, however, have any independent right
to share this information. We also use such information to respond to subpoenas, court orders, or legal process, or to establish or
exercise our legal rights or defend against legal claims. In addition we will share such information if we believe it is necessary
to do so in order to investigate, prevent, or take action regarding illegal activities, suspected fraud, situations involving potential
transfer information about you if Knight is acquired by or merged with another company. In this event, Knight will notify you before
Anonymous information which does not identify any specific Site user(s) may be shared with any number of parties, provided that
such information will not contain any personal information or personalized data.
How do we maintain the confidentiality and security of the personal information that we collect via this Site?
Knight maintains reasonable physical, electronic and procedural safeguards that comply with federal regulations to protect personal
information about you, and works with vendors and partners to protect the security and privacy of user information. In this connection,
we protect your account information by placing it on the secure portion of our website, using firewalls and other security technology to
protect our network and systems from external attacks, and requiring you to enter a unique user name and password to access your profile
or account information online. Also, our servers have been enabled with Secure Sockets Layer (SSL) technology to prevent unauthorized
parties from viewing the nonpublic personal information that you provide or access during a secure session (look for the padlock icon
on your browser). In addition, Knight limits access to personal information about you to employees and third-party service providers
who we believe reasonably need to come into contact with that information to provide services to you or in order to do their jobs.
We conduct periodic audits of our business practices and procedures, which may examine confidentiality standards and information
access in order to protect your personal information. However, we cannot guarantee that any methods will be 100% effective at stopping
unauthorized access, and you assume such risk when using our Site.
Our Site is maintained in the United States of America. By using the Site, you authorize the export of your personal information and
personalized data to the USA and its storage and use as specified in this policy.
Can I edit and delete personal information that you collect via this Site?
You can edit your personal information or communications preferences at any time. However, Knight reserves the right to send you
certain communications relating to this Site, such as service announcements or administrative messages without offering you the
opportunity to opt-out of receiving them. You can delete your Knight account by visiting our deletion page. Please note that even
if you delete your Knight account there may be information that might possibly remain in our archived records after your account
has been deleted. Further, we are unable to delete your personal information from the records of third parties who have been provided
with your information as permitted by this policy.
or contact us by mail at: Knight Capital Group Legal Department, Privacy, 545 Washington Boulevard, 3rd Floor,
Jersey City, NJ 07310.
Knight Capital Group, Inc. may, at its discretion, monitor and review the content of all e-mail and other forms of electronic communications.
Knight Execution & Clearing Services LLC Rule 606 Disclosure